ogunnaike4245 ogunnaike4245

01-01-2024
Business

contestada

Has Adviser violated its fiduciary duty to Client?
1) No, if Broker was not providing additional services to Client.
2) Yes, if Broker was providing additional services to Client.
3) No, if Adviser obtained more favorable price and service.
4) Yes, if Adviser never thought that it would meet Client's target.

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