neverlit53271 neverlit53271

01-01-2024
Business

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In drafting its client disclosures, must Adviser disclose the President's relationship with XYZ?
1) Yes, by disclosing the conflict and Adviser's procedures.
2) Yes, but only in the Adviser's code of ethics.
3) No, the conflict has been resolved.
4) No, Adviser will not recommend XYZ to clients.

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